HomeMy WebLinkAboutLB 1. 2022.2023-08 LAMPA Trunk Main Capital Cost Recovery Policy RESOLUTION NO. 2022/2023-08
A RESOLUTION OF THE CLAY COUNTY
UTILITY AUTHORITY FORMALLY ADOPTING
THE AUTHORITY'S LAKE ASBURY MASTER
PLAN AREA TRUNK MAIN CAPITAL COST
RECOVERY POLICY; SUPPLEMENTING
AUTHORITY RESOLUTION 2022/2023-01,
RELATING TO THE AUTHORITY'S
AUTHORIZED RATES,FEES AND CHARGES AND
SERVICE AVAILABILITY POLICY BY THE
FORMAL ADOPTION OF THE AUTHORITY'S
LAMPA SERVICE AREA TRUNK MAIN CAPITAL
COST RECOVERY POLICY AND PROVIDING AN
EFFECTIVE DATE.
WHEREAS, the Board of Supervisors of the Clay County (Florida) Utility
co
Authority (Authority) after having complied with the public notice and public
hearing requirements imposed upon it by applicable law, approved by its formal
a action the adoption of amended and restated rates, fees and charges for fiscal year
E 2022/2023 (Rate Resolution) at a public meeting of the Board of Supervisors on
October 4, 2022; and
WHEREAS, the Authority has adopted a Service Availability Policy (SAP)
which has been amended from time to time throughout its existence. The current
SAP, as of the date hereof, was adopted by the Authority on October 4, 2022,
effective as of October 1, 2022, and is in full force and effect and made a part hereof
by specific reference; and
WHEREAS, the Lake Asbury Master Plan Area (LAMPA) is projected to
contain approximately 30,000 equivalent residential connections (ERCs) at build-
out and will require transmission systems for potable water, wastewater, and
reclaimed water for the primary benefit of the LAMPA as the benefitting area; and
WHEREAS, the Authority desires to create a specific supplemental service
availability policy to provide service to the LAMPA and to adopt a specific master
trunk main development program to be implemented immediately in order to
coincide with the north/south extension of the First Coast Expressway and
construction of associated arterial and collector roadways and so as to expand
potable water and wastewater service, and when available, reclaimed water, to the
existing and future LAMPA community; and
WHEREAS, it is not feasible to allow development within the LAMPA
without the prior construction in an orderly, cost-effective, and environmentally
conscious fashion of new and/or improved potable water,wastewater, and reclaimed
transmission (trunk main) systems and ancillary facilities henceforth called
"infrastructure"; and
WHEREAS,the Authority recognizes the potential for more than 12,000 new
ERCs that will require access to potable water, wastewater, and reclaimed water
service within the next 10 years, making such users the immediate beneficiaries of
the infrastructure; and
WHEREAS, it is in the public interest that the Authority adopts this Policy
to construct and extend potable water,wastewater, and,wherein available, reclaimed
water transmission (trunk main) infrastructure to service LAMPA and to recover the
cost of the extension of such infrastructure on a pro-rata and cost-effective basis by
a fair appropriation of the cost thereof among the immediate benefitting users
thereof; and
WHEREAS, all funds collected via this Policy will be expended within
LAMPA to defray the cost of the extensions of said infrastructure; and
WHEREAS, the Authority conducted a public workshop on February 16,
2023, in order to receive public comment on its proposed LAMPA trunk main capital
cost recovery policy; and
WHEREAS, to the extent that such action may constitute the creation or
increase of the rates, fees, and charges imposed by the Authority, the Authority has
duly noticed its formal adoption of the proposed LAMPA trunk main capital cost
recovery policy for consideration at a Public Hearing conducted on September 12,
2023, thereby supplementing the Rate Resolution; and
WHEREAS, as a result of its receipt of information from the public, Board
discussion and direction to Authority staff at its duly noticed September 12, 2023
public hearing, the Board of Supervisors, upon completion of the hearing, and by its
approval of the attached revised LAMPA trunk main capital cost recovery policy,
has by its formal action this date determined that it is in the public interest of the
Authority, its ratepayers, and the present and future citizens of Clay County to adopt
the Authority's LAMPA trunk main capital cost recovery policy in the form attached
hereto.
NOW THEREFORE, BE IT RESOLVED BY THE BOARD OF
SUPERVISORS OF THE CLAY COUNTY UTILITY AUTHORITY, AS
FOLLOWS:
Section 1.
The foregoing recitations are true, correct, and incorporated herein by specific
reference.
Section 2.
The Lake Asbury Master Plan Area Trunk Main Capital Cost Recovery
Policy, in the form attached hereto, is hereby adopted.
Section 3.
The Rate Resolution is hereby supplemented by the adoption of this
Resolution No. 2022/2023-08, and in the event of any conflict between the
provisions of the Rate Resolution and the provisions of this Resolution regarding the
administration of the LAMPA Trunk Main Capital Cost Recovery Policy, and any
facilities extensions, connections and/or projects financed thereunder,the provisions
of this Resolution shall control.
Section 4.
This Resolution shall take effect on the ninety-first (91 St) day following the
last of(i) its adoption by the Board of Supervisors or (ii)publication of notice of the
effective date of this Resolution on the Authority's website.
PASSED, APPROVED, AND ADOPTED, this 19th day of September,
2023.
CLAY COUNTY UTILITY
AUTHORITY
(OFFICIAL SEAL)
, Chairman
Board of Supervisors
ATTEST:
Janice Loudermilk, Secretary
Board of Supervisors
LAKE ASBURY MASTER PLAN AREA
TRUNK MAIN CAPITAL COST RECOVERY POLICY
THIS LAKE ASBURY MASTER PLAN AREA TRUNK MAIN
CAPITAL COST RECOVERY POLICY (Policy) is adopted in connection with
the extension of the First Coast Expressway (FCE) on a generally north/south axis
within the Lake Asbury Master Plan Area (LAMPA), as well as associated arterial
and collector roadways (a planning purpose map of which is attached hereto as
Exhibit A), and which is wholly within the service area of Clay County Utility
Authority (Authority). The LAMPA acreage is approximately 30,000 acres. It is
recognized that the LAMPA is poised for the development of approximately 30,000
equivalent residential connections (ERCs)(the density factor) over a 25-year period,
with an estimated 12,000 new ERCs projected within the next 10 years. In
recognizing the Authority's obligation to provide potable water, wastewater, and
reclaimed water utility service throughout its service area, and in recognition that
the largest cost savings available to the Authority and its ratepayers are to build
major trunk lines in conjunction with the construction of said FCE and associated
arterial and collector roadways, where appropriate, and/or upgrade or otherwise
improve existing Authority system infrastructure to adequately meet increased
demands resulting from the LAMPA development, the Authority hereby finds that
the adoption of an appropriate trunk main capital cost recovery Policy is in the public
interest and a proper exercise of the duties assigned to the Authority by the Florida
Legislature by its adoption of Chapter 94-491, Laws of Florida, Special Acts of
1994.
This Policy is intended to be a supplement to the Authority's existing Service
Availability Policy (SAP), as may be amended from time to time, for the purpose of
establishing a fair and equitable method to recover costs from immediate benefitting
users associated with the extension of and/or improvements to the trunk potable
water, wastewater, and reclaimed water mains and ancillary facilities necessary to
provide service to the LAMPA as defined in Clay County's Future Land Use Policy.
This policy is necessary to position the Authority to provide service to the LAMPA
via new pipeline extensions and/or improvements to existing infrastructure on an as-
needed basis. It is also necessary to place the Utility Authority in a position to
deliver its services on a cost-effective basis as required at the time hereof and
thereafter. Financial feasibility will require that the Authority address each future
phase of the LAMPA service area development on an as-needed basis.
1. Intent: It is the intent of the Authority to extend backbone master trunk
potable water, wastewater, and reclaimed water mains in conjunction with the
extension of the FCE, and associated arterial and collector roadways within the
LAMPA (the Project), and/or upgrade of improving existing Authority system
infrastructure, subject to budget restraints and financial feasibility and that a cost
recovery program be established to equitably apportion the cost of the trunk main
and associated transmission distribution, and collection system infrastructure
identified preliminarily in the Dewberry Lake Asbury Master Plan Area Trunk Main
Engineering Report — Revised Submittal dated August 8, 2023, attached as Exhibit
B, to all properties receiving the benefit of that service.
2. Purpose: It is the purpose of this Policy to satisfy Florida's dual
rationale nexus test. The Authority hereby finds that it has properly documented:
(i) the anticipated potential growth within the LAMPA; (ii) that participation in the
LAMPA trunk main capital cost recovery policy is necessary to serve that growth;
(iii) that the Authority, its staff, and consultants, have performed a diligent analysis
of the pro-rata cost of the participation in the LAMPA trunk main capital cost
recovery project; (iv) that the intended charges to new users within the LAMPA are
a fair appropriation of the cost of participating in the Project; (v) that the funds to
be collected will primarily benefit new development; and (vi) all funds collected
pursuant to this Policy will be disbursed to recover the capital costs expended to
serve the growth within the LAMPA.
3. Applicability: This Policy shall apply to those properties found to have
immediate direct benefit from the installation of one or more of the master trunk
mains as defined in Section 1.1 of Exhibit B and displayed generally in Exhibits B-
1, B-2, and B-3.
4. Cost Recovery System: In order to equitably allocate the costs, it is
essential to establish a preliminary trunk main alignment and system design and
based on that design, to establish a cost estimate to serve the entire LAMPA. It is
also understood that future development obstacles, rights of way or easement
acquisition issues, site acquisition, and development patterns may alter the final
design, location, and routing of trunk main and associated distribution and collection
systems; however, the Authority finds that based upon engineering studies
commissioned heretofore, that the cost estimates established herein are a fair
representation of the infrastructure cost for the LAMPA. The construction bid price
for the CR 218 Extension utilities, plus estimates for trunk mains identified along
the proposed Cathedral Oak Parkway and corridors to the north of the interchange
with the FCE, are presented in the Dewberry LAMPA Trunk Main Engineering
Report — Revised Submittal dated August 8, 2023 (Exhibit B) and total $30.88
million. The cost recovery mechanism shall be calculated by utility, with a total
apportioned cost of$28,278,000 for all three utilities. The potable water estimated
apportioned cost of$7,516,000 over 9,364 ERCs yields an estimated trunk main and
associated cost of $803 per ERC in present money value. The reclaimed water
estimated apportioned cost of$9,492,000 over 9,364 ERCs yields an estimated trunk
main and associated costs of $1,014 per ERC in present money value. The
wastewater cost recovery mechanism for the estimated apportioned cost of
$11,270,000 over 12,657 ERCs yields an estimated trunk main and associated costs
of$890 per ERC in present money value. The costs not apportioned to ERCs within
LAMPA under this Policy will be allocated according to CCUA's existing Service
Availability Policy at the time of entering into future developer agreements.
5. Payment: Payment of the charges required hereunder shall be due and
made at the time that the Authority signs off on the permitting of the potable water
or reclaimed water distribution or wastewater collection system applicable to any
parcel within the LAMPA for such uses as residential neighborhoods, multifamily
housing, and any and all commercial, industrial, hotel, hospital or other such uses.
6. Annual Adjustments: The cost per ERC shall be adjusted annually so
as to recover the Authority's carrying costs on the Authority's investment in the
subject infrastructure, and to adjust from estimated costs to actual costs, taking into
consideration the following:
(a) Financing/Carrying Costs: The financing/carrying costs are to be
established based on the following priority as applicable to the specific
situation from time to time. The rate shall be:
(1) 1-1/2% above the True Interest Cost (TIC) of the transaction
which financed the project, or
(2) 1-1/2% above the TIC of the most recent capital financing
transaction of the Clay County Utility Authority, or
(3) 1-1/2% above the variable rate of the Bond Market Association
Municipal Swap Index (formerly PSA) at the website
www.bondmarkets.com/researchipsaswap.shtml
(b) Density: The Authority shall annually adjust the density factor in
accordance with then-approved development entitlements for the
properties within the LAMPA subject to being benefitted hereby.
(c) Timing of Annual Adjustments: The inflation, carrying cost, actual vs.
estimated cost, and density adjustments will be established on July 1st
of each year and will be presented at the Authority's Annual Budget
and Rate Increase Public Hearings.
(d) The Authority reserves its lawful right to amend its rates and charges
hereunder so as to impose fees that are just, equitable, compensatory,
and not unduly discriminatory.
7. Rights of Way: The Authority has made it a standard of practice that
where utility extensions occur adjacent to existing or future major roadways, it will
use its best commercially feasible efforts to secure easements to accommodate such
extensions. It is prudent to do so considering the likelihood that new roadway
projects will be displaced or require expensive relocation of utilities placed within
the rights of way. In keeping with this standard, the Authority will require
developments subject to this Policy, which front on such roadways to provide
easements to the Authority to accommodate its utility extensions. The Authority, at
its sole discretion, may elect to substitute fulfillment of this requirement from time
to time for specialized parkway segments that include an extensive right of way with
full width required for all potential lane expansions and that leave sufficient
dedicated rights of way space for all contemporaneous or future utility needs outside
the furthest potential lanes and in a manner contemplated for both efficient
transportation and utility construction and maintenance.
8. Other charges: This Policy is designed to create an equitable allocation
of the cost of the extension of the Authority's backbone master trunk potable water,
wastewater, reclaimed water distribution, and collection and storage systems
through the LAMPA and is not intended to replace any of the other charges covered
by the Authority's current SAP. Therefore, all other service availability charges,
including connection charges, meter installations charges, inspection fees, plan
review fees, fire flow connection fees, etc., are applicable to projects within the
LAMPA.
9. Limitations: Service will be extended within close proximity of all
portions of the LAMPA but will not necessarily extend fully to each parcel. The
developer shall bear the cost of all on-site installations and off-site extensions to the
nearest connection point. For certain situations where future developments are
likely, and there is sufficient demand for service, the Authority may elect to invest
in infrastructure extensions and/or improvements on a cost-sharing basis, as above.
10. Existing Residential Houses: Residences within the LAMPA with
Certificates of Occupancy issued prior to official notice of the availability of service
will not be required to connect to the Authority's system when service becomes
available. However, an optional connection will be available at any time and as an
incentive for the owner to disconnect and discontinue the use of any existing package
plants, drain fields, septic tanks, and the like if the property owner elects to connect
to the Authority's potable water, wastewater and/or reclaimed water service when
available to the property, the service availability charges will be determined,
assessed and financed by the Authority over a 10-year period.
11. Pump station sites: All necessary pump station sites required to
implement this Policy shall be dedicated to the Authority at the sole cost and expense
of the benefitted landowner(s) as a condition to receiving utility services from the
Authority of the adjoining property. To the extent that such pump station sites
benefit neighboring properties, the Authority shall charge and collect from such
neighborhood property owners their pro rata share of the fair value of such sites on
a refundable advance basis to the donor consistent with the Authority's SAP.